Wednesday, April 1, 2015

Revision in the Self Declaration Form (2014-15)

Distributors of mutual funds in India are required to submit the Self-Declaration form every year before the end of the financial year to the RTAs. A Self-Declaration form is all about compliance of circulars issued by AMFI

September 26, 2014 Amfi revised self declaration format (CIR/AR-17/14-15)

On appropriate Letterhead

  • Amfi Registration Number

  • Name of ARN Holder
  • Landline
  • Mobile
  • Email 

Sub: Declaration of Self-Certification (DSC): Period / Financial Year 2014-15

"This is to certify that, in the course of my/our business in the distribution of mutual fund products during the period / financial year ended March 31, 2015. I/we have adhered to the Code of Conduct contained in SEBI circular no. SEBI/IMD/CIR No. 8/174648/2009 dated August 27, 2009 and to the requirements as prescribed in SEBI’s circular no. MFD/CIR/20/23230/2002 dated November 28, 2002 and the AMFI circular no. CIR/ARN-09/08-09 dated July 18, 2008 has been adhered to.”

In compliance with SEBI Circular no. SEBI/ IMD/CIR/No.4/168230/09 dated June 30, 2009,  I/ we have disclosed to investors all the commissions (in the form of trail commission or any other mode) payable to me /us for the different competing schemes of various mutual funds from amongst which the scheme was recommended to our investors.

I/ We also certify that I/ we have complied with the Know Your Distributor (KYD) requirements as per AMFI Guidelines.

I/ We further certify that I/ we have adhered to the SEBI and AMFI Guidelines issued from time to time.

I certify that I am a distributor of mutual funds and registered with AMFI and that in my capacity /relationship as a distributor, I may provide investment advise to my clients, incidental to my primary activity of distribution of mutual fund products, which is exempted from registration under Regulation 4 (d) of Securities and Exchange Board of India (Investment Advisors) Regulations 2013. Kindly update this DSC on your records and with all theFund Houses where we are empanelled.


(Authorised Signatory)

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